Manager/ Senior Manager, Control Room Compliance


In this varied and challenging role, no two days will be the same. You will bring your strong Control Room experience to lead a small team and manage the firm’s information barriers, wall crossings, conflicts of interest, employee personal trading, and substantial shareholdings as well as the Research compliance advisory function. Other responsibilities include preparing and delivering training on key policies and procedures. The role provides regular interaction with key senior stakeholders within the Compliance function, business aligned Legal teams as well as business units across the organisation that Control Room supports.

We ask that you have a Control Room background and possess a strong understanding of the key rules and regulations around conflict of interest, investment banking advisory, capital raising and research. Strong analytical capability, attention to detail and a commercial and pragmatic approach will also be crucial skills for this role. This is a fantastic opportunity for a self- motivated and resilient individual to develop their leadership skills and gain exposure to a wide variety of business activities and compliance.

Risk Management Group is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Credit, Prudential, Capital and Markets, Market Risk, Operational Risk, Compliance, Quantitative Applications and Internal Audit.

Find out more about Macquarie careers at www.macquarie.com/careers  

Macquarie understands the importance of diversity and inclusion - our long history of success has come from being different. At Macquarie we value the innovation and creativity that diversity of thought brings. The one thing we all have in common is our focus on high performance. If you're capable, motivated and can deliver, we want you on our team.

We facilitate a range of flexible working arrangements within our teams. Talk to us about what flexibility may be available.

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