Senior Consultant & Manager - Compliance & Conduct - Financial Advice


KPMG is one of the most trusted and respected global professional services firms. Through depth of expertise, clarity of insight and strength of purpose we help our clients solve complex challenges, steer change, strengthen, transition and grow. We are looking for talented people who share our purpose of inspiring confidence and empowering change for our clients, our people and our communities.

Our team supports clients in the financial advice industry with a variety of challenges they are facing including risk & compliance matters, financial advice processes & technology, regulatory interventions, remediation programs, training and best practice advice.

We are looking for highly talented financial advice professionals with strong industry experience to join our successful and rapidly growing team.  You will be responsible for delivering high quality advisory services to a variety of organisations across various industries.

We are looking for someone who:

  • Is passionate about making a difference in our community;
  • Recognises the importance of financial advice;
  • Has a strong interest in the value of compliance;
  • Is a team player - thinks of what’s good for the team rather than what’s good for the individual;
  • Thrives on collaborating with others;
  • Enjoys working on new tasks and learning new knowledge and skills;
  • Takes methodical approach to analysing and solving complex challenges;
  • Has an excellent organisation, interpersonal and communication (written and verbal) skills;
  • Has an ability to deliver quality output efficiently; and
  • Is enthusiastic, proactive, inquisitive, open-minded and thinks outside the box.

What qualifications we are looking for:

  • Tertiary qualification preferably in commerce/business/finance and/or law.
  • RG146 accreditations will be looked upon favourably.
  • Other relevant qualifications will be looked upon favourably, such as Certificate IV in Compliance and Risk Management, or industry specific qualifications or certifications.

Experience we are looking for:

Our team is made up of a diverse group of people from different parts of the industry. We are keen to maintain the diversity of our team and are therefore interested in speaking with people from a range of roles in the financial advice industry:

  • Experienced consultants;
  • Monitoring roles (e.g.: financial advice auditors);
  • Supervisory roles (i.e.: manager of planners, practice development managers);
  • Experienced planners/advisers;
  • Trainers, policy writers/developers, program managers, with strong advice exposure and experience.

What we can offer:

As an integral member of our Compliance and Conduct team, you will be given opportunities to:

  • Build meaningful ongoing relationships with our high profile clients and as their trusted adviser work closely with them to solve their complex challenges and assist them to be compliant with their obligations;
  • Work on high profile, high impact and project-based engagements;
  • Be part of a collaborative and inclusive team; and
  • Work with like-minded colleagues within and outside the team.

We offer rewarding careers for outstanding professionals, a collaborative and inclusive team culture, ongoing learning and development opportunities, and flexible and agile work practices that focus on our people's wellbeing to drive innovation and entrepreneurship. We also believe that our business plays a distinct and vital role in helping solve important social and environmental issues; and use our unique skills and expertise to help create positive and lasting impacts for our communities.

We believe diversity of thought, background and experience strengthens relationships and delivers meaningful benefits to our people, our clients and communities. We are consistently recognised as an employer of choice for women, and our inclusive culture promotes the development of our people irrespective of gender, ethnicity, generation, flexible work status, family circumstances, sexual orientation or disability.

This is an exciting opportunity to be a part of KPMG and its ongoing success. So if you want a career where you can use your deep expertise to deliver real results, talk to us first.

Please apply for this position by submitting your confidential application online.


KPMG is one of the most trusted and respected global professional services firms. Through depth of expertise, clarity of insight and strength of purpose we help our clients solve complex challenges, steer change, strengthen, transition and grow. We are looking for talented people who share our purpose of inspiring confidence and empowering change for our clients, our people and our communities.

Our team supports clients in the financial advice industry with a variety of challenges they are facing including risk & compliance matters, financial advice processes & technology, regulatory interventions, remediation programs, training and best practice advice.

We are looking for highly talented financial advice professionals with strong industry experience to join our successful and rapidly growing team.  You will be responsible for delivering high quality advisory services to a variety of organisations across various industries.

We are looking for someone who:

  • Is passionate about making a difference in our community;
  • Recognises the importance of financial advice;
  • Has a strong interest in the value of compliance;
  • Is a team player - thinks of what’s good for the team rather than what’s good for the individual;
  • Thrives on collaborating with others;
  • Enjoys working on new tasks and learning new knowledge and skills;
  • Takes methodical approach to analysing and solving complex challenges;
  • Has an excellent organisation, interpersonal and communication (written and verbal) skills;
  • Has an ability to deliver quality output efficiently; and
  • Is enthusiastic, proactive, inquisitive, open-minded and thinks outside the box.

What qualifications we are looking for:

  • Tertiary qualification preferably in commerce/business/finance and/or law.
  • RG146 accreditations will be looked upon favourably.
  • Other relevant qualifications will be looked upon favourably, such as Certificate IV in Compliance and Risk Management, or industry specific qualifications or certifications.

Experience we are looking for:

Our team is made up of a diverse group of people from different parts of the industry. We are keen to maintain the diversity of our team and are therefore interested in speaking with people from a range of roles in the financial advice industry:

  • Experienced consultants;
  • Monitoring roles (e.g.: financial advice auditors);
  • Supervisory roles (i.e.: manager of planners, practice development managers);
  • Experienced planners/advisers;
  • Trainers, policy writers/developers, program managers, with strong advice exposure and experience.

What we can offer:

As an integral member of our Compliance and Conduct team, you will be given opportunities to:

  • Build meaningful ongoing relationships with our high profile clients and as their trusted adviser work closely with them to solve their complex challenges and assist them to be compliant with their obligations;
  • Work on high profile, high impact and project-based engagements;
  • Be part of a collaborative and inclusive team; and
  • Work with like-minded colleagues within and outside the team.

We offer rewarding careers for outstanding professionals, a collaborative and inclusive team culture, ongoing learning and development opportunities, and flexible and agile work practices that focus on our people's wellbeing to drive innovation and entrepreneurship. We also believe that our business plays a distinct and vital role in helping solve important social and environmental issues; and use our unique skills and expertise to help create positive and lasting impacts for our communities.

We believe diversity of thought, background and experience strengthens relationships and delivers meaningful benefits to our people, our clients and communities. We are consistently recognised as an employer of choice for women, and our inclusive culture promotes the development of our people irrespective of gender, ethnicity, generation, flexible work status, family circumstances, sexual orientation or disability.

This is an exciting opportunity to be a part of KPMG and its ongoing success. So if you want a career where you can use your deep expertise to deliver real results, talk to us first.

Please apply for this position by submitting your confidential application online.

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